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Policy Statements

Effective 8 January 2001, the reference system for CMDA Policy Statements has changed. As a result, some of the previously issued Policy Statements have been renumbered. For ease of reference, both the old and new reference numbers are stated where relevant "More Policy Statements".

CMDA Policy Statements

Note: All files are in PDF format. To Download, Right click file and choose "Save Target As"

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CMDA Policy Statement 11/00 - Guidelines for Stock Exchanges Rule Adoption Procedures  (PDF - 50 kb)
05 May 2008
CMDA Policy Statement 10/00 - Licensing Of Unit Trust Representatives  (PDF - 42 kb)
05 May 2008
CMDA Policy Statement 9/00 - Offerings of Interests in New Zealand Unit Trusts in Fiji  (PDF - 52 kb)
05 May 2008
CMDA Policy Statement 8/99 - Investment Adviser Licensing  (PDF - 35 kb)
05 May 2008
CMDA Policy Statement 7/99 - Investment Adviser Licensing  (PDF - 33 kb)
05 May 2008
CMDA Policy Statement 6/99 - Trustee for an Issue of Debt Securities  (PDF - 41 kb)
05 May 2008
CMDA Policy Statement 4/99 - Australian Managed Investment Scheme  (PDF - 58 kb)
05 May 2008
CMDA Policy Statement 5/99 - Trustee for a Unit Trust  (PDF - 48 kb)
05 May 2008
CMDA Policy Statement 3/99 - Brokers and Representatives  (PDF - 44 kb)
05 May 2008
CMDA Policy Statement 2/99 - Brokers, Dealers, Investment Advisers and Representatives  (PDF - 43 kb)
05 May 2008


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